-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ISfRxAtPEyTmWm2cl4htZ7PHBaNJ2y7mxIUmgA1HfUHxARHQV/OO0nNBdE7ej4Si FY2IX27qVOS34yMdTfUd2A== 0000950005-03-000066.txt : 20030130 0000950005-03-000066.hdr.sgml : 20030130 20030130160220 ACCESSION NUMBER: 0000950005-03-000066 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030130 GROUP MEMBERS: LARRY M. AUGUSTIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VA SOFTWARE CORP CENTRAL INDEX KEY: 0001096199 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770399299 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57627 FILM NUMBER: 03532137 BUSINESS ADDRESS: STREET 1: 47071 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 4085428000 MAIL ADDRESS: STREET 1: 47071 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: VA LINUX SYSTEMS INC DATE OF NAME CHANGE: 19991004 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AUGUSTIN LARRY M CENTRAL INDEX KEY: 0001106053 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 47071 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106876718 MAIL ADDRESS: STREET 1: 47071 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 SC 13G/A 1 sc13g.txt SCHEDULE 13G/A Page 1 of 4 Pages - -------------------------------------------------------------------------------- SEC 1745 (02-02) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. - -------------------------------------------------------------------------------- UNITED STATES OMB Number: 3235-0145 SECURITIES AND EXCHANGE COMMISSION Expires: December 31, 2005 WASHINGTON, DC 20549 Estimated average burden hours per response 11 ------------ SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 3) VA Software Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.001 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 91819 B 10 5 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2002 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 91819B 10 5 SCHEDULE 13G Page 2 of 4 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Larry M. Augustin - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) | | - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 5,745,487 shares. -------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 214,700 shares. OWNED BY -------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 5,745,487 shares. WITH -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 214,700 shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,960,187 shares. - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.8% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- CUSIP No. SCHEDULE 13G Page 3 of 4 Pages - -------------------------------------------------------------------------------- Item 1. (a) Name of Issuer: VA Software Corporation (b) Address of Issuer's Principal Executive Offices: 47071 Bayside Parkway, Fremont CA 94538 Item 2. (a) Name of Person Filing: Larry M. Augustin (b) Address of Principal Business Office or, if none, Residence: 47071 Bayside Parkway, Fremont CA 94538 (c) Citizenship: United States Citizen (d) Title of Class of Securities: Common Stock, $.001 par value (e) CUSIP Number: 91819 B 10 5 Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not applicable Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owed: 5,960,187 shares (b) Percent of class: 10.8% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 5,745,487 shares (ii) Shared power to vote or to direct the vote 214,700 shares (iii) Sole power to dispose or to direct the disposition of 5,745,487 shares (iv) Shared power to dispose or to direct the disposition of 214,700 shares Instruction. For computations regarding securities which represent a right to acquire an underlying security see 240.13d3(d)(1). Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person Page 4 of 4 Pages Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. Certification Not applicable. This statement on Schedule 13G is not filed pursuant to Rule 13-d-1(b) or Rule 13d-1(c). SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 30, 2003 -------------------------- Date /s/ Larry M. Augustin -------------------------- Signature Larry M. Augustin -------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----